We only invest in strategies we understand and managers that pass our on site review.

Joseph S. Davies CFA, Principal

Joe began learning the many detailed facets of the capital markets right out of college. With over 20 years in the financial industry his career has taken him through the back office, client relations, compliance, trading, and portfolio management. He has studied the many aspects of the capital markets and received many recognitions (licenses, CFA designation, etc.). Now he uses his in-depth investment knowledge to formulate and execute solution oriented portfolio's for our clients.

Joe is focused on the many detailed and technical aspects of the capital markets as well as the investment structures that exist today. This includes something as simple as understanding a manager's investment philosophy in constructing a diversified equity portfolio to modeling the risks a manager assumes in a highly complex hedging strategy. If he can't get transparency in what the manager is investing in or understand the investment, it does not go in clients' portfolios.

Joe also leads the team in formulating a diverse yet complementary set of investment managers for Windsor's clients. While the investment opportunities are endless, some of the best investment decisions are the ones they don't invest in.

Standout Skills

Capital Markets and Investment Structures

Notable Qualities

Detailed and Unflappable

Background

Banc One Investment Advisors
1998-2002
Senior Portfolio Manager

Key Investments
1995-1998
Fixed income, equity and option trader. Senior Registered Options Principal and Municipal Securities Principal.

Banc One Securities Corp.
1992-1995
Mutual fund trading and Conversion Specialist.

Education

The Ohio State University, Bachelor of Science degree – dual major in Accounting and Finance.

Boards/Recognitions

Joe has held numerous Securities Licenses with the Financial Industry Regulatory Authority which included the Series 4, 7, 24, 53, and 65. Joe is a CFA charterholder and a member of the CFA Institute and the CFA Society of Columbus, Ohio.

Elder at Grace Church of Powell.

Contact Joseph

Office: 614-746-5162
Email: joe@wag-llc.com