Today’s regulatory environment is more complex than ever – I help Windsor comply with all of them.

Beverly J. Langley, JD, Chief Compliance Officer

Bev has been acting as the Chief Compliance Officer for financial organizations for over 20 years. She has over 30 years experience in the financial services industry. Currently, she uses her vast experiences and law degree to guide and manage regulatory matters for all Windsor activities.

Bev's guidance supports the firm's fiduciary duty to clients helping to ensure all detailed matters are addressed.

Standout Capabilities

Unwavering Integrity and Thorough Interpretation of Regulations

Notable Qualities

Monitors, Manages and Always Follows Through – Diligent.

Background

Nationwide Investment Advisors
2004 – 2006
CCO – Investment Advisors

Banc One Investment Advisors
1992 – 2004
CCO

Boards

Secretary – SOAR (Starting Over Airedale Rescue)

Industry Memberships

NSCP (National Association of Compliance Professionals)

Central Ohio Compliance Association

Education

Capital University Law School – JD

The Ohio State University – BSSW

Contact Beverly

Email: bev@wag-llc.com